State v. Jenkins

ELDRIDGE, Judge. The issue in this case is whether separate sentences may be imposed for assault with intent to murder in violation of Maryland Code (1957, 1982 Repl.Vol.), Art. 27, § 12, and assault with intent to maim, disfigure or disable in violation of Art. 27, § 386, where both convictions are based upon a single act of assault. 1 I. Tony Lava Jenkins was charged in the Circuit Court for Calvert County with assault with intent to murder, assault with intent to maim, disfigure or disable, simple assault and carrying a handgun, and he requested a jury trial. At trial the victim, Alfred Claggett, testified as follows. On May 13, 1983, Claggett and Mike Sharps drove to a store in Sunderland, Maryland.

Upon arrival, Claggett got out of the car to speak to a friend. According to Claggett, when he returned a short time later he found Jenkins leaning on the car talking to Sharps. Claggett said that he tapped Jenkins on the shoulder and told him to “lean off” the car. Claggett then proceeded toward the store.

Claggett stated that Jenkins followed him, mumbling something unintelligible. Claggett turned to face Jenkins, told him that he ⁵⁰⁴ “didn’t want to hear what he had to say,” and pushed him away. After retreating approximately eight feet, Jenkins “got a gun from his side,” shot Claggett, and left. Claggett was wounded in the upper part of his right leg, at the hip joint.

Donald Turner, an employee of the store, testified that he saw Jenkins and Claggett “square off” after pushing apart from each other. He testified that he saw Jenkins take a gun from somewhere around his belt area, extend his arm straight forward with the gun pointing to Claggett’s belt level and fire. Only one shot was fired. Jenkins testified in his own behalf.

His version of the facts differed significantly from Claggett’s. In particular he stated that he had not been leaning on Claggett’s car and that Claggett had hit him twice. He testified that Claggett stepped back, but that another person then charged toward him at full force. Jenkins said that he then saw Claggett reach for a gun which provoked him “to pull and fire his own weapon.” Jenkins claimed that he discharged his gun toward the ground and had no intention of hurting anyone.

On cross-examination, Jenkins said that the version of the facts set forth in his testimony was an accurate summary of what occurred, as opposed to his written statement which contained no reference to Claggett having had a weapon or a second person having been involved in assaulting him. The jury convicted Jenkins on all four counts. He was sentenced to concurrent prison terms of twenty-five years for assault with intent to murder, 2 ten years for assault with intent to maim, disfigure or disable, 3 five years for simple assault and five years for carrying a handgun. Jenkins appealed to the Court of Special Appeals which reversed the conviction for assault with intent to murder. ⁵⁰⁵ Jenkins v. State, 59 Md.App. 612 , 477 A.2d 791 (1984).

The Court of Special Appeals “conclude[d], as a general rule, that, when arising from a single act, these crimes [assault with intent to murder and assault with intent to maim, disfigure or disable] are inconsistent. A person cannot, in other words, based on a single act that might serve to establish either crime, be convicted of and sentenced for both.” 59 Md.App. at 615 , 477 A.2d 791 . The appellate court further stated that in resolving the inconsistency, the criminal defendant was entitled to the benefit of any doubt; thus the conviction would stand only on the crime with the lesser penalty—assault with intent to maim, disfigure or disable. 4 In reaching its conclusion, the Court of Special Appeals found that the intent elements of the crimes were inconsistent. The court was of the view that “[a]n intent to maim, disfigure, or disable necessarily falls short of, and thus excludes, an intent to kill.

The actor’s object in such a case is not to end the victim’s life, but to have him linger on, either temporarily or permanently, in a disabled or disfigured condition.” 59 Md.App. at 618 , 477 A.2d 791 . With regard to assault with intent to murder, the appellate court held that an intent to kill was an element of the offense. The court went on {ibid.): “[Although death is obviously the ultimate form of disablement, it is far more than that; one does not generally regard a killing as merely an extreme form of disablement. It is not the marking or hobbling of the victim that is really intended, but the termination of his very existence.

That is the critical, overriding intent, even if death is to be preceded, or caused, by injuries that but for the death would constitute a disfigurement or disablement. Thus, both rationally and realistically, an intent to kill ⁵⁰⁶ excludes the lesser intent merely to maim, disfigure, or disable.” The Court of Special Appeals also pointed out that, while the same evidence could support a finding of either intent, the intent element of each crime was quite different, saying (id. at 617-618, 477 A.2d 791 ): “Like the intent to murder under § 12, an intent to maim, disfigure, or disable under § 386 may be established by showing an intent to do grievous bodily harm, and, as with a prosecution under § 12, that in turn may be inferred from 'the pointing of a gun toward another human and discharging it in random fashion.’ Hoes v. State, 35 Md.App. 61, 74 , 368 A.2d 1080 , cert. denied 280 Md. 731 (1977); Mahoney v. State, 13 Md.App. 105, 110 , 281 A.2D 421 (1971), cert. denied 264 Md. 750 , cert. denied 409 U.S. 978 , 93 S.Ct. 306 , 34 L.Ed.2d 241 (1972). “What we have, then, is the fact that the shooting of another person with either the direct or inferable intent to do grievous bodily harm can support a conviction under either statute. But the fact that an intent either to murder or to maim, disfigure, or disable may be found from such a circumstance does not mean that the requisite statutory intents are the same, or that one is subsumed into the other. They are, indeed, quite different, notwithstanding that they may rest upon the same evidence.” Because the two intents were deemed mutually exclusive, the Court of Special Appeals held “that assault with intent to murder and assault with intent to maim, disfigure, or disable are inconsistent crimes, and that, when based on a single act, convictions on both cannot stand.” Id. at 620, 477 A.2d 791 .

Reliance was placed upon Swain v. State, 91 Ga.App. 561 , 86 S.E.2d 642 (1955), and R. Perkins, Criminal Law, 188 (2d ed 1969). 5 ⁵⁰⁷ Thereafter, we granted the State’s petition for a writ of certiorari which presented the following two questions: “1. Whether the Court of Special Appeals erred in its determination that the ‘intent’ requirements for ‘assault with intent to murder’ and ‘assault with intent to maim, disfigure, or disable’ are mutually exclusive such that, when based on a single act, convictions on both cannot stand? “2. Assuming arguendo that the convictions cannot both stand, whether the Court of Special Appeals erred in determining that the appropriate remedy was to vacate the assault with intent to murder conviction without affording the State an opportunity for a new trial?” With respect to the first question, the State does not disagree with the Court of Special Appeals’ characterization of assault with intent to maim, disfigure or disable. Instead, the State’s principal argument relates to the intent element of assault with intent to murder.

The State contends that the Court of Special Appeals erred in “viewing] the ‘intent to do grievous bodily harm,’ not as a separate intent capable of supporting the conviction, but rather an intent from which a specific intent to kill could be inferred.” (Brief p. 7). It is argued “that an intent to do grievous bodily harm does not support a conviction for assault with intent to murder because it gives rise to an inference of a specific intent to kill. Rather, it is sufficient because such intent would be sufficient, in and of itself____” (Id. p. 8). The State concludes that an intent to do grievous bodily harm and an intent to maim, disfigure or disable are not mutually exclusive, and that, therefore, guilty verdicts of assault with intent to murder and assault with intent to maim, disfigure or disable, based on the same act, are not inconsistent.

(Id. pp. 8-9). As an alternate argument under the first question presented, the State notes that even if an intent to murder must be found for a conviction of assault with intent to murder, ⁵⁰⁸ “it still does not stand to reason that an ‘intent to murder’ and an ‘intent to maim’ are mutually exclusive. A perpetrator lacking confidence in his marksmanship may specifically intend to kill or, disjunctively, intend that the victim at least be disabled. The fact that the perpetrator may ultimately be successful in achieving, at most, one of these intents does not render it impossible to harbor both intents at the time of the assault.” (Brief p. 9 n. 3).

Finally, the State maintains that if the convictions are inconsistent, the appropriate remedy is a remand for a new trial and not a reversal of the conviction carrying the greater penalty. The defendant’s argument, on the other hand, reflects the position adopted by the Court of Special Appeals.

II

The few cases dealing, in various contexts, with the relationship between the statutory offenses of assault with intent to murder (or in some jurisdictions assault with intent to kill) and assault with intent to maim, disfigure or disable (or an essentially similar offense) have taken different viewpoints. For example, in the case relied on by the Court of Special Appeals, Swain v. State, supra, 91 Ga.App. at 564 , 86 S.E.2d 642 , the Georgia court held that the offenses were inconsistent because of the imcompatibility of the intents, saying: “The intent to murder is incompatible with the intent only to maim, and the jury, having convicted the defendant of having that intent, could not impute to him under the same evidence the intent only to maim.” In State v. Kuchmak, 159 Ohio St. 363 , 112 N.E.2d 371 (1953), where the court was dealing with an Ohio statute authorizing a jury to convict a defendant of a lesser included offense than the offense charged, the Ohio Supreme Court held that “the offense of ‘assault with intent to maim’ is [not] a ‘lesser included offense’ within the offense of ‘assault with intent to kill’ ... [under] [t]he test ... that ... where all the elements of an offense are included ⁵⁰⁹ among the elements of a charged offense, the former is a lesser included offense.” 159 Ohio St. at 366, 112 N.E.2d 371 . The court decided that “a charge of an assault ‘with intent to kill’ will not warrant a conviction ‘ of an assault ‘with intent to maim,’ the latter intent not being included in the former.” Id. at 369, 112 N.E.2d 371 . A similar conclusion was reached much earlier by the Supreme Court of Wisconsin in Kilkelly v. The State, 43 Wis. 604 (1878), where the defendant was charged with assault with intent to murder but was convicted of assault with intent to maim or disfigure, on the theory that, based on the elements of the offenses, assault with intent to maim or disfigure was a lesser included offense.

In reversing the conviction, the Supreme Court of Wisconsin stated ( 43 Wis. at 608 ): “Hence, on this information, the plaintiff in error may lawfully be convicted, either of an assault with the felonious intent charged, or of a simple assault and battery, or of a mere assault. But we are aware of no rule of criminal procedure which sanctions a conviction for a given felonious intent, on an indictment or information which does not charge such intent, but charges another intent of an entirely different character.” (Emphasis supplied). The above-quoted language seems to support the position of the Court of Special Appeals that the two intents are mutually exclusive. On the other hand, in Birker v. The State, 118 Wis. 108, 112 , 94 N.W. 643 (1903), the Supreme Court of Wisconsin later held that “assault with intent to do great bodily harm” was a lesser included offense of assault with intent to murder.

The court viewed its decision in Birker as modifying Kilkelly v. State, supra. In People v. Kynette, 15 Cal.2d 731 , 104 P.2d 794, 809-810 (1940), cert. denied, 312 U.S. 703 , 61 S.Ct. 806 , 85 L.Ed. 1136 (1941), overruled on other grounds, People v. Bonelli, 50 Cal.2d 190 , 324 P.2d 1 (1958), People v. Sharer, 61 Cal.2d ⁵¹⁰ 869, 40 Cal.Rptr. 851 , 895 P.2d 899 (1964), the court took the position that assault with intent to murder and use of explosives with intent to injure were not inconsistent offenses, as “an intent to injure is of necessity a part of an intent to kill, particularly when, as here, the latter intent is attempted to be effectuated by means of an explosive which necessarily must tear and maim the body of the victim.” 104 P.2d at 810 . The California court went on to hold that, while the offenses were not inconsistent, the legislature did not intend to permit “more than one punishment for an act ‘punishable in different ways by [the] different [statutory] provisions’____” Ibid. While there appears to be case law suggesting several different views of the relationship of the two offenses, e.g., that they are inconsistent, or that they do not merge, or that one merges into the other in light of the elements, or that there is a merger by legislative intent, nevertheless no case has been cited to us, and we are aware of none, supporting the State’s primary position here, namely that entirely separate convictions and sentences may be imposed for each offense even when based upon the same act of assault.

III

We disagree with the State’s principal argument that the Court of Special Appeals incorrectly characterized the offense of assault with intent to murder under Maryland law. Contrary to the State’s premise, the critical element of assault with intent to murder, as the plain statutory language demonstrates, is an “intent to murder.” The offense is not “assault with intent to do grievous bodily harm,” which is how the State seems to view it. Instead, the Court of Special Appeals correctly held that facts showing an intent to do grievous bodily harm may give rise, as an evidentiary matter, to an inference of an intent to murder. ⁵¹¹ In support of its position, the State relies upon language in Hall v. State, 213 Md. 369, 375 , 131 A.2d 710 (1957), and Webb v. State, 201 Md. 158, 161-162 , 93 A.2d 80 (1952). The language from Webb relied on is a quotation from Wharton, Criminal Law, § 841 (12th Ed.), that “ ‘[i]t is not necessary, however, to sustain such an indictment [for assault with intent to murder] that a specific intent to take life should be shown,’ ” and that a showing of an intent “ ‘to commit grievous bodily harm’ ” would suffice. 201 Md. at 161-162 , 93 A.2d 80 , emphasis supplied.

While this quotation was perhaps an unfortunate use of language, the Court in Webb immediately thereafter quoted from Wharton, Criminal Evidence (11th Ed.) and an earlier Maryland case as follows ( 201 Md. at 162-163 , 93 A.2d 80 , emphasis supplied): “In Wharton, Criminal Evidence (11th Ed.) Section 79, it is said: ‘If intent is an element, the State must introduce evidence to show it. However, since intention is a fact which cannot be positively known to other persons, no one can testify directly concerning it and the matter must be an inference which the jury must find from established facts.’ “In Fenwick v. State, 63 Md. 239 , recognizing that intent to murder was ‘a material fact set forth in the indictment,’ it was held that the trial court erred in refusing to permit the accused to be interrogated as to his purpose in obtaining the weapon, in that case an ax. That an accused is competent to testify as to his intent is generally recognized. See Wharton, Criminal Evidence (11th Ed.) Section 135.

It does not follow that such testimony is conclusive upon the trier of facts. “In the instant case it can hardly be denied that the accused drew his weapon in the first instance to intimidate and enforce compliance with his orders and to resist interference. It may also be inferred from the fact, if believed, that he twice threatened to shoot unless the victim desisted from her efforts to drag Reba into the house, that he intended to carry out the threat. We ⁵¹² cannot find that the trial judge, who saw and heard the witnesses, was clearly wrong in disbelieving the story of the accused, who had spent several years in the army and was presumably familiar with firearms, that the discharge of the weapon was accidental, or that he did not intend to shoot. The evidence supports an inference that he intended to shoot the prosecuting witness as he had threatened to do. “Nor can we find that the trial judge was clearly wrong in finding that the intent was to commit murder as distinguished from manslaughter.” And earlier, the Court in Webb stated ( 201 Md. at 161 , 93 A.2d 80 , emphasis supplied): “To support a charge of assault with intent to murder it is generally recognized that there must be proof of both an assault and an intention to murder.

The intent cannot be inferred from the mere fact of the assault, although the character of the assault and the use of a deadly weapon are factors to be considered. Acers v. United States, 164 U.S. 388 , 17 S.Ct. 91 , 41 L.Ed. 481 , and note. Neither can the intent be established as a matter of law from the mere use of a deadly weapon. Lanier v. The State, 106 Ga. 368 ; Hochheimer, Criminal Law (3rd Ed.) Section 29.” Considering the language from Webb as a whole, there is no doubt that this Court held that “an intent to murder” is an element which the prosecution is required to prove, although as an evidentiary matter such proof can be based upon a showing of or inference from certain other factors or circumstances.

The language from the Hall case invoked by the State is as follows ( 213 Md. at 375 , 131 A.2d 710 , emphasis supplied): “If the assault was committed under circumstances such that, if death ensued, the crime would have been murder ..., it is not necessary to sustain such a charge [of ⁵¹³ assault with intent to murder] that a specific intent to take life should be shown. Webb v. State....” Like some of the language from Webb , the above-quoted passage may be somewhat misleading. Nevertheless, it is not necessarily inconsistent with the view that an intent to kill is the critical element of the offense but that, as an evidentiary matter, this need not be shown directly but may be shown by or inferred from circumstances. Other cases in this Court demonstrate that the Court of Special Appeals properly characterized the offense of assault with intent to murder.

Thus, in Beall v. State, 203 Md. 380 , 101 A.2d 233 (1953), with regard to the sufficiency of the evidence underlying a conviction for assault with intent to murder, the Court stated as follows ( 203 Md. at 384-385 , 101 A.2d 233 , emphasis supplied): “The intent to murder cannot be inferred from the fact of a mere assault. There must be proof not only of an assault but of an intent to murder. Nor does the threatened use of a deadly weapon establish intent to murder as a matter of law. Intent is the essence of the