Bass v. State

ARRIE W. DAVIS (Retired, Specially Assigned), J. Appellant, Russell T. Bass, was tried and convicted by a jury in the Circuit Court for Montgomery County of burglary in the third degree. On January 11, 2011, he was sentenced to ten years incarceration and three years unsupervised probation. From the conviction and sentence, appellant noted this timely appeal, raising the following question 1 for our review: ³ Did the circuit court err by refusing to allow appellant’s request to submit the lesser included charge of fourth-degree burglary to the jury? For the reasons that follow, we answer the question in the affirmative.

FACTS AND LEGAL PROCEEDINGS Appellant and Christopher Winston were long-time friends and co-members of a rap group. Over the years, appellant often visited Winston at his apartment at 366 North Summit Avenue, Gaithersburg, Maryland, where Winston lived with his mother, Tonia Winston, his sister, Felicia Winston and his girlfriend, Krystina Johnson. Christopher Winston’s five-year-old daughter lived with her mother, Raquel Thompson, who was appellant’s step-sister and the current girlfriend of one Anthony Felder. Appellant arrived at the Winston apartment at approximately 1:00 p.m. on August 7, 2010, intending to ask Christopher Winston to burn a CD.

When Winston, who was still asleep, refused to get up to do so, appellant phoned his step-sister, Raquel Thompson, to complain that Winston’s girlfriend Johnson was preventing him from talking to Winston. It was well known that Thompson and Johnson had a rocky relationship and did not get along at all. The argument escalated into a physical confrontation between appellant and Winston for five to ten minutes, as Winston’s mother, sister and girlfriend tried to separate them. As a result of the affray, Tonia Winston told appellant that he was no longer welcome in her home, and appellant left the apartment.

Once outside, appellant shouted that he had left his phone in the apartment. When the residents were unable to locate appellant’s phone, he called 911 to report the missing phone; ⁴ he paced back and forth, holding something that looked like an ice pick; he shouted obscenities at Tonia Winston and Krystina Johnson; he shouted, “I’m going to get you” and “wait until my sister comes around here.” When the residents of the Winston apartment found appellant’s phone and tossed it over the balcony to him approximately ten minutes later, he left the premises. Christopher Winston testified that, later that day, his friend, Kevin, suggested that he and appellant find a place where they could resume their affray; appellant suggested that they meet at a local restaurant called “Ma Dukes.” Winston testified that they tried to close in on appellant when he arrived, someone threw a water bottle at appellant, and then they chased him around the parking lot, during which time appellant drove away recklessly, crashing into other cars. After the confrontation, Winston was not concerned because “obviously the beef was between him and my friend, Kevin.” Johnson testified that, when she arrived at Ma Dukes, appellant’s vehicle proceeded headlong directly at the car in which she was riding, as though he were going to crash into it.

When the other men in the vehicle got out to chase appellant’s car, he crashed into at least two other vehicles as he drove away. Anthony Felder was not involved in either the morning or the “Ma Dukes” episodes. Later that evening, Thompson was supposed to come to the Winston apartment with her daughter to do Felicia’s hair. Felicia Winston testified that, after she opened the door at approximately 11:00 p.m. to allow Thompson and her daughter to enter, “as soon as [she] closed the door, somebody’s hand was inside the door” and “[a]s soon as the hand came in the door, it pushed the door open.” Felicia Winston saw appellant, Thompson’s boyfriend Felder and two other men. 2 Felicia Winston told the men, “You guys are not allowed to come in here, you’re not welcome here.” The men, however, pushed ⁵ past her into the living room of the apartment.

After approximately five minutes, Felicia Winston was successful in persuading appellant and the other three men to leave the apartment. After Felicia Winston closed and locked the door, Felder returned a few minutes later with two other men, but appellant was not with them. Felder banged on the door, angrily yelling, “I’m just here to check on my girlfriend” (referring to Thompson). Felicia Winston asked Thompson to speak with the men and opened the door to let her out.

As soon as Felicia Winston closed the door, someone forced the door open and she saw Felder with a gun and two other men whom she could not identify. Felder put the gun to Felicia Winston’s head and told her to get out of the way. Felder then proceeded toward the back of the apartment. Christopher Winston testified that he saw appellant standing in back of the hallway, toward the door. 3 A scuffle ensued among Felder, Christopher Winston, Felicia Winston and Krystina Johnson, as they attempted to get the gun away from Felder.

One of the men who had come in with Felder also tried to take the gun from Felder, demanding, “Give me the gun, I’ll do it.” Johnson testified that this person was appellant’s cousin, Rashad Bass. As Christopher Winston tried to push away the gun Felder was holding, Felder pulled the trigger and a bullet struck Christopher Winston above his heart. Appellant was charged with the following: attempted murder, conspiracy to commit murder, two counts of first-degree assault, conspiracy to commit first-degree assault, first-degree burglary, conspiracy to commit first-degree burglary, third-degree burglary and use of a handgun in the commission of a ⁶ felony. Appellant’s trial took place November 30, December 1 and 2, 2010.

After the trial judge granted his motion for judgment of acquittal on one of the assault charges, appellant requested that the jury also be instructed on fourth-degree burglary at the close of evidence. The State objected to this instruction, arguing that it did not believe “that a fourth degree burglary is a lesser of a first degree burglary. I would say a third degree burglary is the lesser. The fourth degree burglary doesn’t require any element.

It’s really just a trespassing in a home or a store house.” The State submitted that third-degree burglary was “the direct lesser of first degree,” and elaborated that fourth-degree burglary was not because it “doesn’t refer to intent at all. You can have no intent. Once you get there, you could just take a nap.” The State’s theory of the case was that appellant was complieit in Felder’s attack; the jury, however, acquitted appellant of all charges related to Felder’s alleged commission of attempted first-degree murder, conspiracy to commit first-degree murder, assault in the first degree, assault in the second degree, conspiracy to commit assault in the first degree, first-degree burglary, conspiracy to commit first-degree burglary, and use of a handgun in the commission of a felony or a crime of violence. Appellant’s counsel had asserted that the jury could “find ... that there was no intent to do anything” and “still come back on the fourth,” so, therefore, he was “still entitled” to a jury instruction as to both third-degree and fourth-degree burglary.

Accepting the State’s argument that “the lesser is the third, not the fourth,” and that fourth-degree burglary was not a lesser included offense of first or third-degree burglary, the trial court refused to instruct the jury as to fourth-degree burglary, ruling: [T]he ... facts in the case, if the jury finds that a crime was committed, it would be clearly third degree, certainly not fourth degree. Because I don’t think fourth degree is ... generated. I’m not going to give that. ⁷ Appellant objected at the time of the trial court’s ruling and renewed his objection after the court instructed the jury. On December 2nd, 2010, the jury acquitted appellant of the remaining charges with the exception of third-degree burglary, which had been submitted to the jury as a lesser-included offense of first-degree burglary.

LEGAL ANALYSIS The very narrow issue with which we are presented on this appeal is whether the jury also should have been instructed on fourth-degree burglary. Appellant contends that the lower court erred in refusing to instruct the jury as to fourth-degree burglary and in refusing to submit that lesser offense to the jury. He asserts that a defendant is entitled to have lesser included offenses submitted to a jury when the evidence is legally sufficient for a defendant to be convicted of either a greater charged offense or a lesser included offense and that he may be convicted of a lesser included offense even if he is not charged with that offense. Hook v. State, 315 Md. 25, 43-44 , 553 A.2d 233 (1989) (Defendant is entitled to have lesser included offense submitted to jury); Hagans v. State, 316 Md. 429, 448-49 , 559 A.2d 792 (1989) (Defendant may be convicted of a non-charged lesser included offense if requested by party).

Fourth-degree burglary, 4 which provides in pertinent part that “a person may not break and enter the dwelling of another,” is a lesser included offense of both third-degree 5 ⁸ and first-degree burglary, 6 the actus reus of each crime being identical and the only distinction between the crimes being the progressively less culpable mentes reae. Thus, appellant argues that the trial court was required to instruct the jury on the uncharged lesser included offense at the defendant’s request. Johnson v. State, 90 Md.App. 638, 646 , 602 A.2d 255 (1992) (On the request of either party, the trial judge must properly instruct the jury on a lesser included offense fairly raised by the evidence and permit the jury to return a verdict on that offense). Appellant maintains it was incumbent, upon his request, for the trial court to instruct the jury as to all three crimes and, accordingly, asks that we vacate appellant’s conviction and remand for a new trial at which a jury may be presented with the alternative of returning a verdict of guilty of fourth-degree burglary.

The State counters that the trial court properly declined to propound an instruction to the jury on the lesser-included charge of fourth-degree burglary because fourth-degree burglary requires a showing of an intent only to break and enter; and in light of the evidence presented by the State, if there were any instruction on a lesser-included offense, it should be on third-degree burglary, which requires a showing of an intent to commit a crime on the premises. In denying his request for an instruction on fourth-degree burglary on the ground that the instruction was not generated, the trial judge rejected appellant’s argument that the jury might find that appellant broke in with no intent to commit a crime. The trial judge stated: “[I]f the jury finds that a crime was committed, it would clearly be third degree, certainly not fourth degree.” The State posits that, in light of the evidence presented at trial, there was no rational basis upon which the jury could have concluded that appellant was guilty of merely breaking and entering with no intent to commit a crime, i.e., fourth- ⁹ degree burglary and not breaking and entering